The Federal Election Commission regulates federal campaign finance under the Federal Election Campaign Act of 1971 (52 U.S.C. § 30101 et seq.). When a federal candidate or a committee treasurer dies, the committee faces specific FEC obligations: filing a termination report, disposing of remaining funds within strict rules (no personal use), naming a replacement treasurer to avoid a statutory ban on receipts and expenditures, and obtaining a termination approval letter from the Commission before reporting duties end.
Notifying the FEC when someone dies
The executor or personal representative reports the death. FEC's page on what to do after a death →
- •An assistant treasurer named on the Statement of Organization takes over on the vacancy
- •Report the change within 10 days on an amended FEC Form 1 signed by the new treasurer
- •Refund contributors, or donate to charitable organizations
- •Transfer any amount to a national, state or local party committee
- •Donate to state or local candidates as state law permits
- •Use them for another lawful purpose that is not personal use
- •Debts that cannot be paid in full: file FEC Form 8 (Debt Settlement Plan) once the creditors agree
- •Inactive committee that cannot settle: ask the Reports Analysis Division in writing for administrative termination
- •Enforcement matter, audit or litigation: resolve it before terminating
- •House or Senate committee: Form 3; PAC or party committee: Form 3X; Presidential committee: Form 3P
- •Disclose unreported receipts and disbursements and how any remaining funds will be used
- •Include the treasurer-signed statement that no noncash assets will go to personal use
- •Send any explanatory letter on FEC Form 99
Required Documents
- Death certificate: For the estate's own records and for any bank or transfer requests; the FEC itself does not require it.
- Amended FEC Form 1, Statement of Organization: when the treasurer has died. Amended within 10 days to name the new treasurer and signed by that new treasurer. The amendment need list only the committee name and the change.
- Final FEC Form 3, Form 3X or Form 3P: The final report, with the Termination Report (TER) box checked.
- FEC Form 8, Debt Settlement Plan: if the committee cannot pay its outstanding debts in full
- FEC Form 99, Miscellaneous Report: To submit explanatory correspondence to the Commission.
- Treasurer-signed statement on personal use: in an authorized committee's termination report. A statement signed by the treasurer that no noncash committee assets will be converted to personal use.
- Documentation of fund disposition: Refund checks, charitable donation receipts and party-committee transfer records.
Deadlines2
What happens to each matter1
- Political committee
When the treasurer dies, the committee may accept no contribution and make no expenditure while the office of treasurer is vacant, so it is frozen until a successor is named.1, 7, 6
A committee that designated an assistant treasurer on its Statement of Organization avoids the freeze: that person assumes the treasurer's duties on a temporary or permanent vacancy.1, 7
When the candidate dies, the authorized committee does not dissolve. It keeps filing routine reports on Form 3 (House or Senate) or Form 3P (Presidential) until it formally terminates.8
The treasurer or a successor winds down operations, paying or settling debts and refunding or donating remaining funds, and then files a termination report.8
Remaining campaign funds may be refunded to contributors, given to charities described in 26 U.S.C. § 170(c), transferred without limit to a national, state or local party committee, donated to state and local candidates as state law allows, or used for another lawful purpose that is not personal use.9, 10
The family cannot keep the money. A contribution "shall not be converted by any person to personal use," and in AO 2024-10 the Commission read that ban as reaching a former officeholder or, for a deceased officeholder, the estate.10, 11
An authorized committee's termination report discloses all receipts and disbursements not previously reported and the purpose of any remaining funds, with a treasurer-signed statement that no noncash committee assets will be converted to personal use.12
Campaign funds cannot pay expenses related to deaths within the candidate's family; those are personal use. They may cover funeral, cremation and burial expenses only for a candidate or campaign worker whose death arises out of, or in the course of, campaign activity; otherwise the estate pays.13, 14
A deceased person's estate may pay a bequest to a candidate or political committee, subject to the contribution limits. The Commission treats the estate as the testator's successor and a "person" under the Act, with the limits and prohibitions that applied in life.15
A committee may accept a contribution from an estate made through a testamentary trust, and it must disclose both the trust's name and the decedent's name on its report.16, 17
Where a bequest exceeds the annual limit, the estate, a trustee or an escrow agent holds the balance and pays it out over successive years within the limits. That mechanism survived a First Amendment challenge in LNC v. FEC.15, 18
What FEC's rules say5
- Who reports the death
The FEC does not accept a death certificate as a stand-alone notification. Instead the committee, through a successor treasurer or the estate representative, acts on its FEC filings.19
- What the agency does and does not handle
The FEC does not pay survivor benefits; it is a regulatory agency that oversees campaign finance disclosure. What it offers survivors is procedural: closing the committee properly, so the estate is not exposed to continuing reporting liability and remaining funds go to a permitted use.19
- Processing and payment
The termination report has no deadline. It may be filed any time the committee no longer receives contributions or makes expenditures, and may be combined with a regularly scheduled report.8, 20
The reporting obligation ends only when the FEC issues a termination approval letter. Filing the termination report alone does not close the committee, and every otherwise-required report continues on schedule until the letter arrives.20
The six-month window in 11 CFR 113.2(a)(2) is for winding down the office of a former federal officeholder after leaving office. It is not a deadline for winding down the campaign committee, which has none.21, 9
A committee under FEC enforcement (a Matter Under Review), audit or litigation cannot terminate until the matter is resolved.8
A debt settlement plan must be filed before the termination report, the creditors must already have agreed, and no payment may be made to a listed creditor until the Commission's review is complete.22, 23
If debt settlement fails, an inactive committee may ask the Reports Analysis Division in writing for administrative termination. The Commission weighs factors such as under $5,000 of annual activity, no contributions in the prior year, and debts exceeding cash on hand, and approves or disapproves in writing.24
- Who may act for the estate or the survivor
The treasurer signs and files all committee reports, authorizes expenditures or appoints an agent to do so, and keeps the committee's records.1, 6, 7
When the FEC brings an enforcement action against a committee, the treasurer is usually named as a respondent in an official capacity, and in a personal capacity for a knowing and willful violation or for intentionally avoiding the operative facts.1
The successor treasurer or the estate representative is responsible for keeping the committee's records after the candidate or original treasurer dies.3
- Help with filing and representation
The committee's assigned analyst in the Reports Analysis Division answers filing-specific questions, and registered committees can look up their analyst on fec.gov. The Information Division answers campaign finance law questions and supplies forms.25, 26
Electronic filers obtain an electronic filing password for the new treasurer before the next report is due. The Electronic Filing Office handles filing technical support and passwords.1, 26
Forms FEC issues6
- FEC Form 1: Statement of Organization
Registers a federal political committee, and is filed as an amended Statement of Organization within 10 days when the treasurer or any other previously reported information changes.27, 2
Available to download.
- FEC Form 3: Report of Receipts and Disbursements (House/Senate Authorized Committees)
The routine financial report of House and Senate candidates' authorized committees. The committee files its termination report on this form by checking the "Termination Report (TER)" box.27, 20
Available to download.
- FEC Form 3X: Report of Receipts and Disbursements (PACs and Party Committees)
The routine financial report of PACs and political party committees. PACs and parties file their termination reports on this form by checking the "Termination Report (TER)" box.27, 20
Available to download.
- FEC Form 3P: Report of Receipts and Disbursements (Presidential Committees)
The routine financial report of presidential candidates' authorized committees, also used for the termination report by checking the "Termination Report (TER)" box.27, 20
Available to download.
- FEC Form 8: Debt Settlement Plan
For a terminating committee that cannot pay its outstanding debts in full. The Commission reviews the plan and either approves the settlement or returns it for revision.27, 22, 23
Available to download.
- FEC Form 99: Miscellaneous Report to the FEC
For a registered committee to send an explanatory letter to the Commission, including correspondence with a treasurer-change amendment or a termination request.27
Completed online.
Not in FEC's published guidance2
- A page on the death of a candidate or treasurer
- Whether an unpaid pledge is payable from a deceased contributor's estate
Sources27
- 1.Get a treasurer
- 2.11 CFR 102.2
- 3.Keeping records
- 4.11 CFR 104.14
- 5.11 CFR 102.9(c)
- 6.52 U.S.C. 30102
- 7.11 CFR 102.7
- 8.Terminating a committee
- 9.11 CFR 113.2
- 10.52 U.S.C. 30114
- 11.Advisory Opinion 2024-10
- 12.11 CFR 102.3
- 13.Personal use
- 14.11 CFR 113.1
- 15.Advisory Opinion 1999-14
- 16.Who can and can't contribute
- 17.Advisory Opinion 2004-02
- 18.Libertarian National Committee v. FEC
- 19.Winding down a candidate campaign
- 20.Reporting example: termination report
- 21.Winding down costs
- 22.11 CFR 116.2
- 23.11 CFR 116.7
- 24.11 CFR 102.4
- 25.Question for the Reports Analysis Division
- 26.Contact
- 27.Forms
Sources
Data sourced from Federal Election Commission primary sources (25 pages reviewed). How we research.
FEC death reporting
Electronic Filing Office (filing technical support and passwords)
Tools for Settling an Estate
Free tools for settling an estate: whether probate is needed, executor and trustee pay, creditor deadlines, and inheritance taxes.
